Securities & FINRA
Brokers and financial advisors cannot mislead or manipulate clients or investors. If there are suspicions about broker fraud or securities violations, it is important to report it an seek legal assistance.
Cantrell Astbury Kranz, P.A. advises clients in the financial services space, including investors and
ERISA plans. We address those with investment loss or fraud concerns relating to bonds, mutual
funds, stocks, 401(k)’s, annuities, and other retirement vehicles. We also regularly advise and
litigate non-compete disputes, which are common in the financial services industry.
About
Litigation Practice
- Breach of Contract
- Commissions & Bonuses
- Discrimination, Harassment, & Retaliation
- Employment Counseling & Litigation
- Equal Pay Act
- Executive Compensation
- Family and Medical Leave Act
- Hostile Work Environment
- Non-Competes and Employee Mobility
- Partnership Disputes & Business Divorces
- Disability Discrimination Attorney
- Pregnancy Discrimination
- Race Discrimination
- Securities & FINRA
- Sexual Harassment Attorney
- Sexual Orientation and General Identity Discrimination
- Wage & Hour
- Whistleblower